Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-09-423-09-FO01 | Fleet Home Mortgage; Michael Burns |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/04/2010 |
| C-09-330-09-FO01 | Millennium Financial Services, Inc |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/04/2010 |
| C-09-333-09-FO01 | Pacific Wholesale Mortgage, Inc. |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/04/2010 |
| C-09-400-09-CO01 | CLG Holdings Inc; Anne Kim Hartshorn |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/04/2010 |
| C-09-335-09-FO01 | Vertex International Company LLC |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/04/2010 |
| C-09-332-09-FO01 | Optic Mortgage LLC |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/04/2010 |
| C-09-248-09-FO01 | BLI Financial Inc |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/04/2010 |
| C-09-328-09-FO01 | LCFM Inc |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/24/2009 |
| C-09-229-09-CO01 | Golf Escrow Corporation |
Consent Order with attached Statement of Charges | Escrow Agents Registration Act | 12/23/2009 |
| C-08-101-09-CO01 | Northwest Lending Group; Joseph L. Raquiza; Daniel C. Gruell
Comments:
Judgment Filed in Pierce County Superior Court Filed: 1/15/10 Amount: $15,000
|
Consent Order with attached Statement of Charges | Consumer Loan Act | 12/22/2009 |
| C-09-371-09-FO01 | Apex Financial LLC; Jonathan Eugene Leslie |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/18/2009 |
| C-09-371-09-FO02 | Apex Financial LLC; Jonathan Eugene Leslie |
Final Order to Cease and Desist | Mortgage Brokers Practices Act | 12/18/2009 |
| C-08-009-09-FO01 | CBSK Financial Group Inc; Charles McElwee; Cynthia McElwee |
Final Order with attached Statement of Charges | Consumer Loan Act | 12/16/2009 |
| C-08-337-09-CO01 | Avrek Financial Corp; Michael R. Smith |
Consent Order with attached Statement of Charges | Consumer Loan Act | 12/16/2009 |
| C-07-026-09-FO03 | Matthew H Smith |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/15/2009 |
| C-08-259-09-FO01 | Fritz Alexander Beckford |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/15/2009 |
| C-05-222-09-FO01 | Joey Theodore Beebe aka Joseph Beebe, aka Joe Beebe |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/15/2009 |
| C-08-062-08-FO01 | Michelle Rose Cisneros |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/15/2009 |
| C-09-225-09-FO01 | Liberty Lending Inc; Luigi Ghilardi |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 12/07/2009 |
| C-09-160-09-CO01 | SFV Financial, Inc. and Mark Heller |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 11/25/2009 |