Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-09-314-10-CO01 | Summit Mortgage Corporation; Kevin A Schmidt; Kimberly A. Bean; Miles D. Rusth; Brian R. Haveman |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/25/2010 |
| C-09-516-10-CO01 | Thomas James Capital Inc; Thomas Lawrence Beadel; James Russell Quandt |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/25/2010 |
| C-08-395-10-CO01 | Northbay Lending Group Inc fka Remnant Mortgage LLC fka Remnant Corporation; Alexander T. Sum |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/18/2010 |
| C-09-447-10-FO01 | Sterling Coast to Coast Financial Group Inc; James Neylan |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/17/2010 |
| C-09-234-10-FO01 | Vernlund, Mike D |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/17/2010 |
| C-09-447-10-FO02 | Sterling Coast to Coast Financial Group Inc; James Neylan |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/17/2010 |
| C-09-251-10-FO01 | SK Mortgage Lending Corp |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/17/2010 |
| C-08-353-09-CO01 | American Advisors Group dba American Advisors Group Inc; Reza Jahangiri; Kenneth L. Rodriguez; William Rae |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/16/2010 |
| C-09-057-09-CO01 | Steven Stookey |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/11/2010 |
| C-09-338-10-CO01 | Steven Buesse |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/08/2010 |
| C-07-279-09-CO01 | Jeffery Scott Reed |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/08/2010 |
| C-07-336-09-CO03 | Hamed Sepehri |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/04/2010 |
| C-09-436-10-FO01 | John Massaro |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/03/2010 |
| C-09-350-10-CO01 | Charles Michael Czech d/b/a Czech Mortgage and www.checkthedifference.com |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/03/2010 |
| C-09-273-10-FO01 | United Law Group, Inc.; Sean A. Rutledge |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/01/2010 |
| C-08-225-10-FO01 | Vladislav Baydovskiy |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/25/2010 |
| C-08-058-10-FO01 | NV Mortgage Inc. dba Soma Financial dba www.soma.com |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/19/2010 |
| C-09-284-10-FO01 | Hope Now Modifications LLC; Salvatore Puglia |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/12/2010 |
| C-08-312-10-CO01 | ACC Funding LLC; Steven Koffler; Wayde Nichols |
Consent Order with attached Statement of Charges | Consumer Loan Act | 02/12/2010 |
| C-08-185-09-CO01 | Homepoint Mortgage Inc. and Veeny Van |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/12/2010 |