Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-07-543-08-FO01 | Sergio M. Manrique aka Sergio Manriquez aka Sergio Manriquez-Renteria aka Sergio Manuel Manriques-Reteria |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/17/2008 |
| C-07-492-08-FO01 | Theodore Roosevelt Metoyer |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/17/2008 |
| C-07-443-08-FO01 | Kieu Thuy Nguyen |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/17/2008 |
| C-07-497-08-FO01 | Raffael Lamarr Slaughter |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/11/2008 |
| C-07-514-08-FO01 | David Lee Benson |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/11/2008 |
| C-07-524-08-FO01 | Oleg Mirochnik aka Alex O. Mirochnik |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/11/2008 |
| C-07-345-08-FO01 | Roswitha Martha McKinney, aka Roswitha Martha Rogers, aka Roswitha Martha Crockett, aka Roswitha Martha Noel, aka Roswitha Martha Noiel, aka Roswitha Martha Washington, aka Rose Martha McKinney, aka Roswitha M. Bolton |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/11/2008 |
| C-07-339-08-FO01 | David Michael Rodriguez |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/11/2008 |
| C-06-132-07-CO01 | Chad Dillinger and Tamber Dillinger, aka Tamber Parrish |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/10/2008 |
| C-07-334-07-CO01 | Brian Scott Mix |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/10/2008 |
| C-07-454-07-FO01 | Julie Ann Wight, aka Julie Ann Edwards |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/09/2008 |
| C-07-495-08-FO01 | Bard West Phelps |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/09/2008 |
| C-07-421-08-FO01 | Noel Francis Coughlin |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/09/2008 |
| C-07-276-08-FO01 | Patrick Kevin Donovan |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/09/2008 |
| C-07-108-07-CO01 | Niguel Capital Inc., and Jeffrey A. Peterson, and Ryan E.M. Vanrenssalaer |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/07/2008 |
| C-07-444-07-FO01 | Luis Ros Planas |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/04/2008 |
| C-07-121-07-CO01 | Joel Ryan Gutierrez |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/03/2008 |
| C-07-394-07-FO01 | Clifton Edward Shoemaker |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/03/2008 |
| C-07-400-07-CO01 | Neal Philip Schroeder |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/02/2008 |
| C-07-409-08-FO02 | Desirae Ann Signorino |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 01/02/2008 |