Division of Consumer Services Enforcement Actions
The Washington State Department of Financial Institutions (DFI) takes enforcement action against businesses and individuals that violate the laws, rules, or regulations.
Below is a list of recent enforcement actions. These actions help ensure compliance with state financial laws and protect consumers from unlawful practices.
| Order # | Respondents | Type of Order | Act | Date Entered |
|---|---|---|---|---|
| C-10-298-11-FO01 | The Law Office of Robert V. Rosenwasser, P.A.; Robert V. Rosenwasser |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/11/2011 |
| C-09-178-10-CO01 | Vertex Financial Group, Inc.; Michael T. Waitt |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/09/2011 |
| C-09-178-11-CO02 | Daniel E. O’Neill |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/09/2011 |
| C-10-349-11-FO01 | Mortgage Modification Law Group APC; Patrick Drury |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/08/2011 |
| C-10-428-11-FO01 | Kenneth Marc Moss |
Final Order with attached Statement of Charges | Consumer Loan Act | 03/08/2011 |
| C-10-063-11-CO01 | QR Lending, Inc. |
Consent Order with attached Statement of Charges | Consumer Loan Act | 03/02/2011 |
| C-10-148-10-CO01 | Northbay Lending Group Inc, Alexander Sum |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 03/01/2011 |
| C-09-513-11-CO01 | Emily Cady |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/22/2011 |
| C-10-253-11-CO01 | Trusted Home Solutions; Mayer Dallal |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/18/2011 |
| C-10-115-10-CO01 | Primesource Mortgage Inc; Crystal Chavez |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/16/2011 |
| C-10-133-10-CO01 | Benchmark Lending LLC; Ryan Trevor Jaussi |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/16/2011 |
| C-10-156-10-CO01 | Redwood Financial Services Inc; David Prulhiere |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/16/2011 |
| C-10-106-10-CO01 | MG Group, Inc., Marissa Guan |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/15/2011 |
| C-09-305-09-CO01 | Homeowners Financial Services |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/15/2011 |
| C-09-079-10-CO01 | Premier Mortgage Resources, LLC |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/14/2011 |
| C-10-363-11-FO01 | Professor Mortgage Corporation; Michael Mondry |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/11/2011 |
| C-10-117-10-CO01 | Pioneer Financial Services Inc.; David Charles |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/11/2011 |
| C-09-514-10-CO01 | Clarion Mortgage Capital, Inc., David Marr; James Lewis; Larry Dietz |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/11/2011 |
| C-08-351-11-FO01 | US Funding Group-Washington Inc; Darren Tolan |
Final Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/11/2011 |
| C-09-255-09-CO01 | A3A Financial Group, Inc |
Consent Order with attached Statement of Charges | Mortgage Brokers Practices Act | 02/11/2011 |